S&K Briefing: Tips and Considerations for Form ADV Annual Amendments
Seward & Kissel’s memorandum provides tips and considerations on submitting amendments to the FORM ADV.
On 20 January 2022, Seward & Kissel, our alliance firm for hedge fund and asset management work, published a client memorandum for SEC-registered investments advisers, that must submit an annual amendment to their Form ADV within 90 days after the end of their fiscal year.
The memorandum looks at the following six areas which advisers should keep in mind when preparing to file their annual amendments:
- Filing Deadline
- Filing Fee
- Maintaining Notes
- Consistency between Part 1A and Part 2A
- Summary of Material Changes
- Forms CRS
Seward & Kissel recommend advisers begin the process of completing their annual amendment as early as possible.
For more information, please contact Devarshi Saksena, Sarah Crabb or Lucian Firth or speak to an attorney at Seward & Kissel.
