Seward & Kissel briefing: Form ADV amendments. Tips and considerations
Seward & Kissel’s memorandum provides tips and considerations on submitting amendments to the FORM ADV.
On 3 March 2021, Seward & Kissel, our alliance firm for hedge fund and asset management work, published a client memorandum for SEC-registered investments advisers, that must submit an annual updating amendment to their Form ADV, within 90 days after the end of their fiscal year.
The memorandum looks at the following six areas which advisers should keep in mind when preparing to file their annual amendments:
- Filing Deadline
- Filing Fee
- Maintaining Notes
- Consistency between Part 1A and Part 2A
- Summaryof Material Changes
- Forms CRS
Seward & Kissel recommend advisers begin the process of completing their annual amendment as early as possible.
For more information, please contact Lucian Firth, Richard Perry or Devarshi Saksena or speak to an attorney at Seward & Kissel.
